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Securities Exchange Act
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#	Item
961	Interfin Securities (Pvt) Ltd AND Securities Commission of Zimbabwe MISC8/12. The two cases are on all fours with the Remo Investments Brokers and others, above. On the 7th June 2012, SECZ found Rufaro Zengeni guilty of Add to Reading List Source URL: www.seczim.co.zw Language: English - Date: 2014-02-17 05:49:35 New Deal Securities Act Financial regulation Securities Financial economics Financial system 73rd United States Congress United States Securities and Exchange Commission United States securities law
962	This English translation has been prepared in compliance with the Foreign Exchange Inspection Manual (Ministry of Finance Notice No.2 of Jan 6, 2003), up to the revisions of Ministry of Finance Notice No.552 of March 1, Add to Reading List Source URL: www.mof.go.jp Language: English - Date: 2014-05-16 17:09:56 United States Securities and Exchange Commission Government procurement in the United States Article One of the United States Constitution Financial regulation Government Politics of the United States United States USA PATRIOT Act Title III Money laundering United States securities law 73rd United States Congress Securities Exchange Act
963	This English translation has been prepared in compliance with the Foreign Exchange Inspection Manual (Ministry of Finance Notice No.2 of Jan 6, 2003), up to the revisions of Ministry of Finance Notice No.552 of March 1, Add to Reading List Source URL: www.mof.go.jp Language: English - Date: 2014-05-16 17:10:00 United States Securities and Exchange Commission Government procurement in the United States Financial regulation United States Financial system USA PATRIOT Act Title III Money laundering United States securities law 73rd United States Congress Securities Exchange Act
964	Starpharma Holdings Limited (Starpharma) Securities Dealing Policy 1. POLICY OBJECTIVES The objectives of this policy are to: • explain the type of conduct in relation to dealings in securities that is prohibited under Add to Reading List Source URL: www.starpharma.com Language: English - Date: 2015-04-22 02:37:15 Financial system Insider trading Australian Securities Exchange Security Listing Rules Prospectus U.S. Securities and Exchange Commission Securities Act Stock market Financial economics Investment
965	PDF Document Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-24 16:09:19 Financial economics Economics 73rd United States Congress United States Securities and Exchange Commission Corporate finance Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Insider trading United States securities law Corruption Financial system
966	PDF Document Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-16 18:03:14 Financial services 76th United States Congress Private equity Hedge fund Investment Advisers Act Collective investment scheme Management fee U.S. Securities and Exchange Commission Financial adviser Financial economics Investment Finance
967	PDF Document Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-28 14:56:21 Registered Investment Advisor Government 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission
968	PDF Document Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:28:20 Public administration 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities and Exchange Commission Regulation Law United States securities law Government Administrative law
969	PDF Document Add to Reading List Source URL: www.lanb.com Language: English - Date: 2015-04-27 18:59:53 United States Securities and Exchange Commission Financial regulation Business Law Securities Exchange Act Securities Act Form 8-K U.S. Securities and Exchange Commission Forward-looking statement SEC filings United States securities law 73rd United States Congress
970	HONG KONG EXCHANGES AND CLEARING LIMITED GUIDE ON PRACTICES AND PROCEDURES FOR POST-VETTING ANNOUNCEMENTS OF LISTED ISSUERS AND HANDLING MATTERS INVOLVING TRADING ARRANGEMENTS PRIOR TO PUBLICATION OF ANNOUNCEMENTS 1 Janu Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-06-23 21:24:52 73rd United States Congress United States Securities and Exchange Commission Financial economics Investment Finance Growth Enterprise Market Securities Act United States securities law Stock market SEC filings

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